Insights

Corporate and Securities Disputes Corporate and Securities Disputes

Type (0)

Results

All Insights

Blog Nov 23, 2021

The pursuit of protection and deterrence: the OSC finds MFDA panel erred in failing to impose a fine

Last month, the Ontario Securities Commission ruled that a decision of the self-regulating Mutual Fund Dealers Association of Canada regarding...

Read more
The pursuit of protection and deterrence: the OSC finds MFDA panel erred in failing to impose a fine
Blog Oct 6, 2021

Québec Financial Market Administrative Tribunal’s long reach

A recent decision by the Court of Appeal of Québec demonstrates the long reach of the Financial Markets Administrative Tribunal (the FMAT).

Read more
Québec Financial Market Administrative Tribunal’s long reach
Osler Update Jul 9, 2021

Understanding recent changes to non-GAAP and other financial measure disclosure

In their Osler Update, authors Daniel Kolibar, Kelsey Armstrong and Lindsay Hofer comment on National Instrument 52-112 – Non-GAAP and Other...

Read more
Blog Mar 8, 2021

First Merits Decision for Secondary Market Misrepresentation Class Action

Until recently, Ontario courts had not considered on the merits a class action under the secondary market misrepresentation provisions of the Ontario...

Read more
Blog Dec 15, 2020

Jurisdiction and tolling agreements with the SEC: Watching the Fowler Case through Canadian eyes

Regulatory investigations can be time consuming. Uncertainty surrounding ultimate outcomes is disruptive to the personal and business decision-making...

Read more
Osler Update Dec 8, 2020

Litigating during COVID-19 and other notable litigation developments in 2020

In March 2020, the COVID-19 pandemic forced many courts and tribunals to shut their doors. This article highlights a number of the changes and...

Read more
Osler Update Dec 8, 2020

Evolving capital markets regulatory enforcement

Even prior to the impacts of COVID-19, change was on the horizon for capital markets enforcement in 2020.

Read more
Blog Nov 30, 2020

Ninth Circuit holds that whistleblower allegations qualify as corrective disclosure in securities class action

In re Bofl Holding, Inc. Securities Litigation, a decision released on October 8, 2020, the U.S. Court of Appeals for the Ninth Circuit (the...

Read more
Blog Nov 16, 2020

IIROC Rules: Respondent use of complainant interview in related proceeding is in the public interest

In Re Malic, 2020 IIROC 37, a decision released on October 6, 2020, the IIROC Hearing Panel (Alberta District) (the “Hearing Panel”)...

Read more
Osler Update Sep 14, 2020

Osler comments on Capital Markets Modernization Taskforce consultation report

On September 7, 2020, in a comprehensive letter to the Government of Ontario Capital Markets Modernization Taskforce, we expressed our views on the...

Read more