Lorraine is a partner in the Corporate Group of Osler's Toronto office. Her practice covers many areas of corporate and securities law, with an emphasis on investment management and securities regulatory matters. Lorraine has advised issuers, distributors and institutional investors with respect to ETFs, hedge funds, mutual funds, private equity funds and managed account arrangements.
She has significant experience advising various categories of dealers, advisers and fund managers on strategic matters and on their compliance obligations under Canada’s registration rules. She also has experience in mergers and acquisitions involving financial services firms, and in investment fund mergers and restructurings.
Lorraine previously completed her articles and was an associate at Osler. Before returning to the firm, Lorraine was Assistant General Counsel at a leading multinational financial institution.
Representative Work
- Independent Advisors Solutions Inc., a subsidiary of Wellington-Altus Financial Inc., on its inaugural launch of a family of private investment funds
Prior to joining Osler:
- Canadian MFDA and IIROC member firms regarding strategic implications of the creation of the New Self Regulatory Organization
- Various categories of Canadian dealer and advisor registrants in complying with the Canadian securities regulatory authorities’ client focused reforms
- Canadian investment dealer’s establishment of an alternative funds platform
- Canadian trust company’s acquisition of a charitable foundation administration business
- Canadian financial institution’s strategic partnership with an online wills platform
- Canadian financial institution’s creation of an off-the-shelf DC pension plan platform
- Canadian financial institution’s establishment of a multiple family office
Latest Insights
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Report Dec 5, 2024
Two years of CIRO: enforcement, harmonization and what’s next
The Canadian Investment Regulatory Organization’s core priorities will be enforcement and regulatory harmonization.
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Blog Apr 2, 2024
CIRO publishes proposals to level the advisor compensation playing field
Earlier this year, the Canadian Investment Regulatory Organization published a consultation paper outlining policy options that would help to level...
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Osler Update Mar 13, 2024
CSA publishes updated guidance on ESG-related investment fund disclosure
On March 7, the Canadian Securities Administrators released expanded guidance on disclosure and sales communication practices for ESG-related...
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Osler Update Nov 7, 2023
CIRO Rule Consolidation kicks off with Phase 1 proposals
The Canadian Investment Regulatory Organization (CIRO) has published for comment Phase 1 of its Rule Consolidation Project proposals. What...
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Media Mentions
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Media Mentions Aug 28, 2024
As CIRO consults on advisor incorporation, harmonization of rules proves challenging – The Globe and Mail
Earlier this year, the Canadian Investment Regulatory Organization (CIRO) released a policy paper outlining three potential approaches to...
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Osler News Apr 4, 2023
Lorraine Lynds joins Osler’s Corporate group in Toronto as a partner
Osler welcomes Lorraine Lynds to the Corporate group as a partner.
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Speaking and Writing
Speaking Engagements
- PMAC Compliance Officer’s Network
Speaker/Presenter, “Summary Report for Dealers, Advisers and IFMs”, September 11, 2024 - Round Table with IIAC
Co-Host, “CIRO Proposal regarding Advisor Incorporation”, April 25, 2024 - PMAC Compliance Officers’ Network Event
Co-Host & Presenter, “Key Takeaways from Conflicts of Interest Sweep & What’s Next?”, September 13, 2024 - PMAC Compliance Forum
Moderator, “Research & Emerging Trends in Private and Institutional Client Needs”, June 7, 2023
Credentials
Education
- Osgoode Hall, LLB
- Schulich School of Business, MBA
- Western University, Scholar’s Electives
Languages
- English
Professional Affiliations
- Law Society of Ontario
- Canadian Bar Association
- Investment Funds Institute of Canada
- Portfolio Management Association of Canada