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CSA to provide blanket relief for some regulatory filings due to COVID-19

Author(s): Lori Stein, Vanessa Hansford

Mar 19, 2020

The CSA announced a 45-day extension for periodic filings by capital markets participants that are required to be made on or before June 1, 2020, including financial statements, management reports of fund performance (MRFPs) and other continuous disclosure of reporting issuers. We expect that the audited annual financial statements of registered firms with a December 31 year end, as well as true-up participation fee calculations in Ontario, which would normally be due on March 31, 2020, will be included within the scope of this blanket relief. We will continue to keep you updated as the CSA provides further details.  

For more information, read the CSA’s news release, as well as our chart that outlines the responses of Canada’s financial and capital markets regulatory authorities to date and our blog post.