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Terence W. Doherty

Terence W. Doherty

Partner, Corporate


Contact Information

tdoherty@osler.com

tel: 212.991.2545

Office

New York

Bar Admission

Ontario, 2005

New York, 2002

Education

Brooklyn Law School, J.D.

Wilfrid Laurier University, B.A.

Canadian Securities Institute, Trader Training Course


With over 15 years of experience, Terry offers strategic advice to Canadian and international clients with business interests in Canada based on a broad and thorough understanding of Canadian compliance and regulatory matters affecting financial institutions, dealers, advisers, investment fund managers and other market participants. Terry’s practice focuses on the regulation of securities, futures, derivatives and marketplace regulation, including trading compliance and Canadian SRO rules. He has extensive experience advising clients with respect to cross-border public and private offerings of securities, structured products, investment and private equity fund capital raising and formation, and with respect to other alternative investment vehicles.  Terry also advises clients on anti-money laundering regulation and in connection with investigations and enforcement matters.

  • Past Director, National Society of Compliance Professionals, 2014 to 2016

  • Law Society of Ontario
  • Canadian Bar Association
  • New York State Bar Association
  • American Bar Association
  • Securities Industry and Financial Markets Association, Legal and Compliance Division

Previous Speaking Engagements

  • New York State Bar Association, Derivatives & Structured Products Law Committee Meeting, Speaker New York, November 2015.
  • National Society of Compliance Professionals, National Meeting, Speaker, Washington, D.C., November 2015.
  • National Society of Compliance Professionals, Toronto Meeting, Speaker, Toronto, March 2015.
  • “Navigating Private Placement Regimes Around the World”, Alternative Investment Management Association Conference, Speaker, New York, November 2014.
  • National Society of Compliance Professionals, National Meeting, Speaker, Washington, D.C., October 2014.
  • National Society of Compliance Professionals, Toronto Meeting, Speaker, Toronto, April 2013.