New York, 2002
Brooklyn Law School, J.D.
Wilfrid Laurier University, B.A.
Canadian Securities Institute, Trader Training Course
With over 15 years of experience, Terry offers strategic advice to Canadian and international clients with business interests in Canada based on a broad and thorough understanding of Canadian compliance and regulatory matters affecting financial institutions, dealers, advisers, investment fund managers and other market participants. Terry’s practice focuses on the regulation of securities, futures, derivatives and marketplace regulation, including trading compliance and Canadian SRO rules. He has extensive experience advising clients with respect to cross-border public and private offerings of securities, structured products, investment and private equity fund capital raising and formation, and with respect to other alternative investment vehicles. Terry also advises clients on anti-money laundering regulation and in connection with investigations and enforcement matters.