Corporate and Securities Disputes Corporate and Securities Disputes

Solo International decision: a detailed account of pump-and-dump scheme, but sparse legal analysis

The recent Québec Financial Markets Tribunal decision offers limited justification of administrative penalties imposed.

The Solo International case: the Québec Financial Markets Tribunal sanctions a transnational pump-and-dump scheme, but leaves key questions unanswered

A closer look at the Solo International decision which highlights concerns about the justification for the penalties imposed.

Shareholder activism in Canada: trends and outlook for coming years

The shareholder activism trends that shaped corporate governance in Canada in 2025.

From pit wall to policy: what Lundin means for public company disclosure

The SCC’s recent decision provides guidance on the distinction between material facts and material changes under Ontario securities law.

Ontario Court of Appeal clarifies jurisdiction over global crypto platforms

Mere access to a global internet platform from Ontario is not enough to ground jurisdiction over foreign corporate defendants.

Expanded enforcement powers: is CIRO now exercising ‘statutory’ powers?

Recent statutory amendments have expanded the Canadian Investment Regulatory Organization’s (CIRO) enforcement toolkit.

OSC adopts new framework to distribute funds from disgorgement orders to harmed investors

We review the new regime and its potential implications for both investors and the regulator.

Privilege protocols as a legal imperative: implications of Lamarche v. British Columbia (Securities Commission) for regulators

The B.C. Court of Appeal in Lamarche stresses the vital need for regulators to protect privileged documents during investigations.

Abuse of process: the continuing saga of Morabito

The B.C. Court of Appeal has found a blended hearing of an abuse of process claim and an insider trading claim to be “fundamentally flawed”.

Alberta lawyer faces sanctions for failing to identify a ‘pump and dump’ scheme

A recent decision highlights the importance of lawyers taking sufficient steps to identify “red flags” raised by their clients’ conduct.