Banking and Financial Services Banking and Financial Services

Strengthening American leadership in digital financial technology: insights from the Trump’s administration report on digital assets

The report reiterates President Trump’s stated promise to make the U.S. the “crypto capital of the world.”

Expanded enforcement powers: is CIRO now exercising ‘statutory’ powers?

Recent statutory amendments have expanded the Canadian Investment Regulatory Organization’s (CIRO) enforcement toolkit.

Strong Borders Act proposes sweeping changes to Canada’s AML regime

Canada’s Strong Borders Act proposes changes to the country’s AML regime, including increases to maximum administrative penalties and fines.

RPAA countdown: mastering the RPAA frameworks

As the September 8th deadline for the implementation of the RPAA Risk Management and Safeguarding of Funds Frameworks quickly approaches, our expert...

New measures adopted by Canadian Securities Administrators aim to support Canada’s capital markets competitiveness

Continued efforts are being made by Canadian securities regulators to reduce unnecessary regulatory burden and support capital raising in Canada.

Recent developments in the U.S. SEC’s proceedings against major crypto players signals pro-industry policy shift

The U.S. SEC has moved quickly to shift its stance towards the crypto industry under President Trump’s administration.

Consultation on amendments to Canada’s AML regime closes December 30

The consultation period for the proposed PCMLTFA amendments closes on December 30.

Regulation by enforcement: who pays the price?

Who should bear the costs of Ontario Securities Commission enforcement proceedings is emerging as an important issue.

Tackling ‘snow washing’: expanding Canada’s anti-money laundering regime

We explore recent regulatory developments relating to AML and AFL, as well as anticipated changes in the future.

Hurtling towards the future: regulatory development in the financial services sector

Developments in the financial services sector in 2024 are likely to have a continued impact on providers in the coming year.