Financial Services Regulatory Financial Services Regulatory

CSA finalizes client focused reforms to Canadian securities registration rule

On October 3, 2019, the Canadian Securities Administrators (CSA) published Reforms to Enhance the Client-Registrant Relationship (Client Focused...

Settlement establishes compensation fund for PlexCoin ICO investors

A U.S. District Court has approved a settlement between the Securities and Exchange Commission (SEC) and the directing minds behind the PlexCoin...

Federal budget briefing 2019

A summary of the significant tax proposals included in Budget 2019. Find out how these tax changes will affect Canadians and Canadian businesses.

Ontario Court of Appeal rules on use of annualizing formulas in debt documents

Established commercial practice prevails in the Ontario Court of Appeal’s recent decision in Solar Power Network Inc. v. ClearFlow Energy Finance...

Financial regulatory landscape is evolving to protect consumers: A post-Wells Fargo world

Following revelations about Wells Fargo’s sales practices, Canadian regulators have launched many reviews, which could lead to big changes in the...

Federal consumer code for banks — proposed Bank Act amendments

On October 25, 2016, the Canadian federal government introduced Bill C-29, Budget Implementation Act, 2016, No. 2 (the Bill). If enacted, the Bill...

Update on Canada’s Bail-in Regime

The Canadian Federal Government introduced legislation to implement a bank recapitalization or “bail-in” regime for domestic systemically...