Insights

Lia Bruschetta Lia Bruschetta

Home People Lia Bruschetta

Filters (0)

Type (0)

Results

All Insights

Blog April 26, 2019

IIROC moving forward with new enforcement tools

The Investment Industry Regulatory Organization of Canada, Canada’s national investment dealer self-regulatory organization, has announced it...

Read more
Blog July 20, 2018

IIROC’s enforcement authority gets a stronger legal backbone

The Investment Industry Regulatory Organization of Canada (IIROC) recently released its 2017 Enforcement Report. Chief among this past...

Read more
Webinar May 9, 2018

How Artificial Intelligence, Machine Learning and New Technologies are Changing Today’s Legal Services  

Best practices for the legal department of tomorrow offers practical tips and insights on developing strategies to best position your in-house legal...

Read more
Blog December 22, 2017

CSA Staff Notice highlights concerns with Registered Firms’ Complaint System

On December 7, 2017, the Canadian Securities Administrators (CSA) jurisdictions and staff of the Investment Industry Regulatory Organization of...

Read more
Blog November 3, 2017

OBSI complaint volumes on the rise

On October 30, 2017, Ombudsman for Banking Services and Investments released its first quarterly OBSI e-news publication, highlighting key...

Read more
Blog July 14, 2017

Division continues amongst Canadian securities regulators regarding best interest standard

Amid division across the Canadian securities regulators, the Ontario Securities Commission appears determined to move forward with a best interest...

Read more

Osler is a leading business law firm practising internationally from offices across Canada and in New York. Our clients include industry and business leaders in all segments of the market and at various stages in the growth of their businesses. We have built our reputation on our commitment to our clients' success and the experience, expertise and collaborative approach for which we are recognized. We believe that our success is a reflection of our clients' success.