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U.S. capital markets developments in 2018: From rocks in the ground to rolling with cannabis, and everything in between

Author(s): Rob Lando, Jason Comerford, Jie Chai

Dec 18, 2018

A number of developments from the U.S. Securities and Exchange Commission (SEC) in 2018 will be of special interest to Canadian companies and their investors in the very traditional mining sector and the very non-traditional cannabis sector. Other developments provide cautionary tales for Canadian companies that already are, or may become, public companies or plan to raise capital in the United States.

SEC digs up new rules for mining companies

In October 2018, the SEC adopted rules modernizing the property disclosure requirements for mining companies. The proposed rules align more closely with current industry and global regulatory practices and standards...


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