On April 17, 2024, the Canadian Securities Administrators announced an extension for crypto trading platforms dealing with value-referenced cryptoasse…
IIROC
SEC wins novel ‘shadow trading’ trial against biopharma executive
A novel theory of insider trading known as “shadow trading” involves the use of material non-public information about a re…
CIRO publishes proposals to level the advisor compensation playing field
Earlier this year, the Canadian Investment Regulatory Organization published a consultation paper outlining policy options that would help to level th…
Law 25: a new enforcement scheme for protection of personal information in the private sector in Québec
On September 22, 2023, the majority of the amendments to the Québec privacy legislation introduced in the Act to modernize legislative provis…