Risk Management and Crisis Response Blog Risk Management and Crisis Response Blog

Mixed feedback on the OSC’s proposal to improve retail investor access to long-term assets

We recap the OSC’s proposed fund structure and the positive and negative reactions from various stakeholders.

Further updates regarding the U.S. pro-crypto policy shift

A clear shift in U.S. crypto priorities suggests substantial change, potentially leading to regulatory clarity and crypto-specific legislation.

Recent developments in the U.S. SEC’s proceedings against major crypto players signals pro-industry policy shift

The U.S. SEC has moved quickly to shift its stance towards the crypto industry under President Trump’s administration.

U.S. ‘pausing’ criminal enforcement of foreign bribery laws while DOJ is directed to revisit priorities

We look at what the move may mean for the U.S.'s historically aggressive track record in enforcing foreign bribery laws and efforts to fill the gap.

Alberta lawyer faces sanctions for failing to identify a ‘pump and dump’ scheme

A recent decision highlights the importance of lawyers taking sufficient steps to identify “red flags” raised by their clients’ conduct.

CSSB issues final framework for voluntary climate-related disclosures

We compare the final framework to the earlier proposed version and look ahead to how the CSA may respond with its rules in 2025.

Navigating AI systems in capital markets: recent guidance from the CSA

The CSA issued a Staff Notice earlier this month providing guidance on the application of securities legislation to AI systems in capital markets.

Evolving legal and political landscape creates uncertainty about securities regulation of crypto-related activity

We recap some recent cases from both sides of the border, with an eye to where enforcement activity may go from here.

Consultation on amendments to Canada’s AML regime closes December 30

The consultation period for the proposed PCMLTFA amendments closes on December 30.

Regulation by enforcement: who pays the price?

Who should bear the costs of Ontario Securities Commission enforcement proceedings is emerging as an important issue.