With over 15 years of experience, Terry offers strategic advice to Canadian and international clients with business interests in Canada based on a broad and thorough understanding of Canadian compliance and regulatory matters affecting financial institutions, dealers, advisers, investment fund managers and other market participants.
Terry’s practice focuses on the regulation of securities, futures, derivatives and marketplace regulation, including trading compliance and Canadian SRO rules. He has extensive experience advising clients with respect to cross-border public and private offerings of securities, structured products, investment and private equity fund capital raising and formation, and with respect to other alternative investment vehicles. Terry also advises clients on anti-money laundering regulation and in connection with investigations and enforcement matters.
Latest Insights
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Blog Jul 5, 2022
Canadian crypto update – Ontario enforcement up, regulatory stance hardens
In Canada, the Canadian Securities Administrators (CSA) have made considerable progress in standardizing a regulatory framework for crypto asset...
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Media Mentions
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Osler News Nov 7, 2018
Osler welcomes new corporate partner Terry Doherty to New York office
Osler is pleased to welcome Terry Doherty as a partner in our Corporate Group based in our New York office.
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Community Involvement
- Past Director, National Society of Compliance Professionals, 2014 to 2016
Speaking and Writing
Speaking Engagements
- New York State Bar Association, Derivatives & Structured Products Law Committee Meeting, Speaker New York, November 2015
- National Society of Compliance Professionals, National Meeting, Speaker, Washington, D.C., November 2015
- National Society of Compliance Professionals, Toronto Meeting, Speaker, Toronto, March 2015
- “Navigating Private Placement Regimes Around the World”, Alternative Investment Management Association Conference, Speaker, New York, November 2014
- National Society of Compliance Professionals, National Meeting, Speaker, Washington, D.C., October 2014
Credentials
Education
- Brooklyn Law School, J.D.
- Wilfrid Laurier University, B.A.
- Canadian Securities Institute, Trader Training Course
Professional Affiliations
- Law Society of Ontario
- Canadian Bar Association
- New York State Bar Association
- Securities Industry and Financial Markets Association, Legal and Compliance Division