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Editors
Lawrence E. Ritchie

Partner, Disputes, Toronto

Alexander Cobb

Partner, Disputes, Toronto

Victoria Graham

Partner, Corporate, Toronto

Shawn Irving

Partner, Disputes, Toronto

Kevin O’Brien

Partner, Disputes, Toronto

Elizabeth Sale

Partner, Financial Services, Toronto

Lauren Tomasich

Partner, Disputes, Toronto

Malcolm Aboud

Counsel, Disputes, Toronto

John M. Valley

Partner, Corporate, Toronto

About

Risk Management and Crisis Response draws on the experience of a national team to provide information related to proactive prevention and compliance for corporations. We share highlights and comment on significant developments related to legal matters, regulatory changes and related threats.

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Latest Blog Posts

Blog Oct 27, 2016

Proposed Amendments to Bank Act – Federal Consumer Code for Banks

On October 25, 2016, Bill C-29 received first reading. Division 5 of Part 4 of Bill C-29 amends the Bank Act to consolidate and streamline provisions...

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Blog Oct 25, 2016

Significant corporate governance changes in proposed amendments to the Canada Business Corporations Act

On September 28, 2016, the Canadian federal government introduced Bill C-25: An Act to amend the Canada Business Corporations Act et al. The proposed...

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Blog Oct 19, 2016

Penalties Assessed for Untimely Disclosure of Liabilities Arising From an Investigation

On September 9, 2016, the United States Securities and Exchange Commission (“SEC”) charged RPM International Inc. (“RPM”) and...

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Blog Oct 5, 2016

Newly Introduced OSC Whistleblower Program Receives Over 30 Tips Since Coming into Effect

The Ontario Securities Commission (the “OSC”) has now reported that in the month and a half since its rollout, its Office of the...

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Blog Sep 20, 2016

Canadian government publishes consultation paper for a review of the legislative and regulatory framework of Canada’s financial sector

BackgroundOfficers, Directors of regulated businesses and advisors must keep up with evolving regulatory and other policy priorities as a matter of...

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Blog Sep 13, 2016

Government report indicates potential overhaul of Ontario labour and employment landscape

Ontario employers may soon face significant changes to workplace laws. That is the main conclusion that can be drawn from the recently released...

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Blog Sep 8, 2016

DOJ’s Major Insider Trading Victory: a Blueprint for post-Newman Convictions?

Improper disclosure of confidential information and insider trading remains very much a focal point for regulators and prosecutors on both sides of...

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Blog Aug 29, 2016

SEC Enters into Two Non-Prosecution Agreements for Alleged FCPA Violations

In June 2016 the US Securities and Exchange Commission (SEC) announced that it had entered into two non-prosecution agreements (NPAs) with two...

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Blog Aug 24, 2016

SEC Continues to Penalize Companies which Restrict Whistleblowing or Seek Waiver of Payment of Whistleblower Incentive Payments

As whistleblower initiatives build steam in Canada, the United States and throughout the world, executives, and board members face evolving...

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Blog Aug 15, 2016

U.K. Serious Frauds Office Enters into Second Deferred Prosecution Agreement to Resolve Corruption and Bribery Charges

The U.K. Serious Frauds Office (the SFO) on July 8, 2016 obtained its second deferred prosecution agreement (DPA). The Southwark (London) Crown Court...

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